Using MIS (10th Edition)
Using MIS (10th Edition)
10th Edition
ISBN: 9780134606996
Author: David M. Kroenke, Randall J. Boyle
Publisher: PEARSON
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Chapter 6, Problem 6.14CS6

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The SEC (Securities and Exchange Commission) carried rules that specified records retention necessities for securities broker-dealers.

  • It allows the records of broker-dealers to be stored in disk storage.
  • It had taken the rule to allow the storage of those records on read/write mass media, provides the storage mechanism which includes software that would exclude data m...

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