preview

In Matter Of Castelli: Legal Case Study

Decent Essays

In Matter of Castelli, 131 A.D.3d 29, 11 N.Y.S.3d 268, (2. Dept. 2015), the defendant, James D. Castelli, was charged with aiding a non-lawyer in the unauthorized practice of law, failing to adequately supervise the work of a non-lawyer, permitting a nonlawyer to practice law under his firm name, and delegating banking responsibility to his paralegal without oversight. The defendant allowed his paralegal, Taradash, to use business cards that identified the firm as “Castelli Law Group,” without indicating that he was a paralegal. He also allowed Taradash to perform interviews, explain legal procedures with clients, enter into agreements using the defendant’s signature, prepare and signed pleadings with the signature stamp, and send letters to insurance carriers. The defendant …show more content…

During this time, the defendant did not review bank records and statements that were sent to him. Even when the defendant had realized that his clients had not received their settlement funds or the discovery of inconsistency in his account, he did not remove Taradash access to the account or retrieved the signature stamp from him. The Appellate Court found the defendant to be guilty of professional misconduct in aiding a non-lawyer in the unauthorized practice of law and ordered the defendant to be suspended from the practice of law for three years. In the case of our client, Attorney James Johnson, he did not give authorization to his paralegal to access his bank accounts to misappropriate client’s funds. The client never reported missing funds from the closing, and Mr. Johnson did not allow his paralegal, Susan, to perform interviews without his permission. Susan did not conduct the interview using her signature, instead, all the closing documents were sent to Mr. Johnson, which he signed himself. Susan only made sure all the documents were signed, and all the accounts were

Get Access