Advanced Accounting
14th Edition
ISBN: 9781260247824
Author: Joe Ben Hoyle, Thomas F. Schaefer, Timothy S. Doupnik
Publisher: RENT MCG
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Chapter 12, Problem 8P
To determine
Identify the correct option for the definition of registration statement.
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What is a registration statement?a. A statement that must be filed with the SEC before a company can begin an initial offering of securities to the public.b. A required filing with the SEC before a large amount of stock can be obtained by an inside party.c. An annual filing made with the SEC.d. A filing made by a company with the SEC to indicate that a significant change has occurred.
What is a prospectus?a. A document attached to a Form 8–K.b. A potential stockholder as defined by Regulation S–K.c A document a company files with the SEC prior to filing a registration statement.b. The first part of a registration statement that a company must furnish to all potential buyers of a new security.
Choose the correct. What is a prospectus?a. A document attached to a Form 8–K.b. A potential stockholder as defined by Regulation S–K.c. A document a company files with the SEC prior to filing a registration statement.d. The first part of a registration statement that a company must furnish to all potential buyers of a new security.
Chapter 12 Solutions
Advanced Accounting
Ch. 12 - Prob. 1QCh. 12 - Prob. 2QCh. 12 - Prob. 3QCh. 12 - Prob. 4QCh. 12 - Prob. 5QCh. 12 - Prob. 6QCh. 12 - Prob. 7QCh. 12 - Prob. 8QCh. 12 - Prob. 9QCh. 12 - Prob. 10Q
Ch. 12 - Prob. 11QCh. 12 - Prob. 12QCh. 12 - Prob. 13QCh. 12 - Prob. 14QCh. 12 - Prob. 15QCh. 12 - Prob. 16QCh. 12 - Prob. 17QCh. 12 - What is the purpose of Financial Reporting...Ch. 12 - Prob. 19QCh. 12 - What is the purpose of a registration statement?Ch. 12 - Prob. 21QCh. 12 - Prob. 22QCh. 12 - Prob. 23QCh. 12 - Prob. 24QCh. 12 - Prob. 25QCh. 12 - What is a prefiling conference, and why might it...Ch. 12 - Prob. 27QCh. 12 - Prob. 28QCh. 12 - Prob. 29QCh. 12 - Prob. 30QCh. 12 - Prob. 31QCh. 12 - Prob. 32QCh. 12 - Prob. 33QCh. 12 - What is the purpose of the Managements Discussion...Ch. 12 - Prob. 35QCh. 12 - Prob. 36QCh. 12 - Prob. 1PCh. 12 - Prob. 2PCh. 12 - Prob. 3PCh. 12 - Prob. 4PCh. 12 - Prob. 5PCh. 12 - Prob. 6PCh. 12 - Prob. 7PCh. 12 - Prob. 8PCh. 12 - Which of the following is a registration statement...Ch. 12 - Prob. 10PCh. 12 - Prob. 11PCh. 12 - Prob. 12PCh. 12 - Prob. 13PCh. 12 - Prob. 14PCh. 12 - Prob. 15PCh. 12 - Prob. 16PCh. 12 - Prob. 17PCh. 12 - Prob. 18PCh. 12 - Prob. 19PCh. 12 - Prob. 20PCh. 12 - Prob. 21PCh. 12 - Prob. 22PCh. 12 - Prob. 23PCh. 12 - Prob. 24PCh. 12 - Prob. 25PCh. 12 - Prob. 26PCh. 12 - Explain each of the following items: a. Staff...Ch. 12 - Prob. 28P
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Similar questions
- 7. According to the 1934 Securities Act, select ALL who must certify the quarterly and annual financial statements for a company. a. The chief executive officer of the company b. An external auditor hired by the company c. The chief financial officer of the company С. d. A representative of the Securities and Exchange Commission (SEC) 8. Select ALL of the following that are required in a proxy statement. a. How the proxy materials will be sent b. How much is expected to be spent on the solicitation c. Who the shareholders for the proxy are Od. Who is soliciting the proxyarrow_forwardUnder what circumstances is a company exempt from filing a registration statement with the SEC prior to the issuance of securities?arrow_forwardChoose the correct. Which of the following statements is true for a foreign company registered with the U.S. SEC to list its stock on the New York Stock Exchange?a. The company must file an annual report with the SEC that is prepared in accordance with U.S. GAAP.b. The company may file an annual report with the SEC that is prepared in accordance with IFRS but must also provide a reconciliation of IFRS to U.S. GAAP.c. The company must file an annual report with the SEC that is prepared in accordance with IFRS but must also provide a reconciliation of IFRS to U.S. GAAP.d. The company may file an annual report with the SEC that is prepared in accordance with IFRS but need not also provide a reconciliation of IFRS to U.S. GAAP.arrow_forward
- Answer of the following question related to these characteristics and constraints. National Bancorp, a publicly traded company, files quarterly and annual financial statements with the SEC. Which characteristic is relevant to the timing of these periodic filings?arrow_forwardRegulation S-K: Multiple Choice Controls the listing of securities by stock exchanges. Established requirements for nonfinancial information to be filed with the SEC. Prescribes the form of financial statements to be filed with the SEC. Describes the internal controls a publicly traded company must maintain. Prescribes the financial disclosure information that must be included in filings with the SEC.arrow_forwardWhat is a letter of comments?a. A letter the SEC sends to a company indicating needed changes or clarifications in a registration statement.b. A questionnaire supplied to the SEC by a company suggesting changes in Regulation S–X.c. A letter included in a Form 10–K to indicate the management’s assessment of the company’s financial position.d. A letter composed by a company asking for information or clarification prior to the filing of a registration statement.arrow_forward
- Choose the correct. What is a shelf registration?a. A registration statement that the SEC formally rejects.b. A registration statement that the SEC rejects due to the lapse of a specified period of time.c. A registration process for large companies that allows them to offer securities over a period of time without seeking additional approval by the SEC.d. A registration form that is withdrawn by the registrant without any action having been taken.arrow_forwardWhat is a shelf registration?a. A registration statement that the SEC formally rejects.b. A registration statement that the SEC rejects due to the lapse of a specified period of time.c. A registration process for large companies that allows them to offer securities over a period of time without seeking additional approval by the SEC.d. A registration form that is withdrawn by the registrant without any action having been taken.arrow_forwardProblem 3: Public Companies must file required forms through EDGAR. What are the most important forms, subjected to the reporting provisions of the Securities Act, required to be filed with the SEC? Give detail as to what is included on/in the form.arrow_forward
- Which of the following is not true of a registration statement? A . It helps the SEC make judgments about the worth of securities. B. It contains financial statements certified by independent public accountants. C. It provides information about the management of the company. D. It is different for different types of companies that offer securities for sale.arrow_forwardAn auditor working with a publicly traded client learns that the client has been completing stock trades based on insider information. how should the auditor fulfill the legal obligations?arrow_forwardSubsequent Events and Contingent Liabilities. Crankwell Inc. is preparing its annualfinancial statements and annual report to stockholders. Management wants to be sure thatall of the necessary and proper disclosures have been incorporated into the financial statements and the annual report. Two classes of items that have an important bearing on thefinancial statements are subsequent events and contingent liabilities. The financial statements could be materially inaccurate or misleading if proper disclosure of these items isnot made.Required:a. With respect to subsequent events1. Define what is meant by a subsequent event.2. Identify two types of subsequent events and explain the appropriate financial statement presentation of each type.3. What are the procedures that should be performed to ascertain the existence of subsequent events?b. With respect to contingent liabilities1. Identify the essential elements of a contingent liability.2. Explain how a contingent liability should be…arrow_forward
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