Essentials Of Investments
Essentials Of Investments
11th Edition
ISBN: 9781260013924
Author: Bodie, Zvi, Kane, Alex, MARCUS, Alan J.
Publisher: Mcgraw-hill Education,
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7. According to the 1934 Securities Act, select ALL who must certify the quarterly and
annual financial statements for a company.
a. The chief executive officer of the company
b. An external auditor hired by the company
c. The chief financial officer of the company
С.
d. A representative of the Securities and Exchange Commission (SEC)
8. Select ALL of the following that are required in a proxy statement.
a. How the proxy materials will be sent
b. How much is expected to be spent on the solicitation
c. Who the shareholders for the proxy are
Od. Who is soliciting the proxy
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Transcribed Image Text:7. According to the 1934 Securities Act, select ALL who must certify the quarterly and annual financial statements for a company. a. The chief executive officer of the company b. An external auditor hired by the company c. The chief financial officer of the company С. d. A representative of the Securities and Exchange Commission (SEC) 8. Select ALL of the following that are required in a proxy statement. a. How the proxy materials will be sent b. How much is expected to be spent on the solicitation c. Who the shareholders for the proxy are Od. Who is soliciting the proxy
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