Which of the following DOES NOT belong to Over the Counter (OTC) market? a. Mostly Unlisted securities are traded b. Network of dealers c. Less Participation of general public d. No physical Location

Q: Which of the following is true with Primary Market? Select one: a. Deals with old stocks issued by…

A: A primary market is a place where securities are created and issued for the first time. It is the…

Q: what is meant by “The money market is necessary but not sufficient for the liquidity of securities…

A: Solution- The money market is an organized exchange market where participants can lend and borrow…

Q: Under which of the following markets previously issued securities are bought and sold? a. None of…

A: There are two types of market named as primary and secondary. Primary means private companies go…

Q: Investment bank trade securities in the ? a. Secondary market b. Primary and secondary market  c.…

A: Here, the securities are the financial securities which will be traded in the market. They can be…

Q: Active secondary markets

A: Secondary Market: Secondary market is the market where the securities are bought or sold without the…

Q: Which of the following is / are true regarding NYSE specialists I. There are no limits on the number…

A: NYSE specialist are who facilitate the trading in the and provide liquidity to the market.

Q: 1). What is the primary reason an investment banking firm often forms an underwriting syndicate to…

A: Answer (1). There is a high risk associated with the release of new securities and hence their…

Q: Which of the following is / are not true regarding NASDAQ Dealers 1. There are no limits on the…

A: Statement 1 and 2 are correct.

Q: securities in an inefficient market are in equilibrium and fairly priced in the sense that the price…

A: Market can be efficient and inefficient

Q: What is a rally?

A: Since, you ask multiple question, we will answer only first question for you as per guidelines.…

Q: Which of the following statements is true about dealer markets? NYSE is the best-known example of a…

A: A dealer market is a  financial market  in which various dealers post the prices they are willing to…

Q: According to the efficient market, which of the following are not true? Select one: O the market has…

A: The Efficient-market hypothesis also known as EMH is a hypothesis in finance which states that…

Q: Why is it important that in an underwriting the investment banker does not overvalue (overprice) or…

A: It is significant that an investment banker must not be under pricing or overpricing a security on…

Q: Which of the following is not an assumption of technical analysis? A.The security under analysis is…

A: Technical Analysis is used to find out trading opportunities by analyzing the past trends and…

Q: ______ is a method of evaluating securities by identifying a stock trend such as prices and volume…

A: There are many methods of valuation of securities.

Q: One drawback of ETFs is that investors: a) are forced to pay higher cost and fee as compared to…

A: ETF(Exchange Traded Funds) is an investment fund which includes stocks, bonds etc. They are traded…

Q: According to the efficient market, which of the following are not true?   Select one: securities…

A: Efficient market hypothesis is a hypothesis that states that markets are efficient and returns…

Q: A primary market is: -the financial market where new security is sold for the first time. -the…

A: Primary market is a type of capital market where securities will be issued for first time. The…

Q: Which of the following statement is true? a. In brokered markets, buyers and sellers confront…

A: Introduction: The primary market is where the new offerings are issued to the public. The companies…

Q: Describe some similarities and differences among broker-dealer networks,alternative trading systems…

A: A network of dealers means that the broker and distributor are partners in any company, the dealer…

Q: designation s to whether the equity investment is at FVPL or OCI depends upon whether the securities…

A: There are many methods of the valuations and based on the valuation there are classifications of…

Q: What is Security Market Line (SML)? How does SML guide in accessing overpriced or underpriced…

A: What is Security Market Line (SML)? The Security Market Line (SML) is the graphical representation…

Q: 1. The New York Stock Exchange is primarily a. A secondary market. b. An organized auction market.…

A: A secondary market is a market where shares of company are traded among the sellers and prospective…

Q: Use the following two choices to identify whether each intermediary or entity is a net buyer or net…

A: Financial securities are the financial instruments and financial assets in which funds are invested…

Q: hich of the following is not an advantage of a repurchase agreement (repo) market? a.…

A: A repurchase agreement (repo) is a form of short-term financial support for government mortgage…

Q: which term is used to describe a feature added by major stock exchanges to restrict program trading…

A: Program Trading:  When a computer program or algorithm is used to generate trades automatically on a…

Q: Which of the following about Treasuy inflation protected securities is NOT true:

A: A treasury inflation protected security is one which protects the investor from rising inflation.…

Q: of the following is NOT true in swap market participation by the commercial bank? a. Commercial bank…

A: Swap is derivative contracts in which the there are contracts for payment of interest payments of…

Q: Which of the following is not the function of the secondary market Select one: a. Marketability to…

A: Following are the function of the secondary market

Q: ______ is a method of evaluating securities by identifying a stock trend such as prices and volume…

A: Financial securities are the financial assets that are traded in the financial markets. Financial…

Q: Select the incorrect statement regarding capital markets a Capital markets make securities liquid…

A: Financial markets are the marketplaces that help in the trading of financial assets, instruments, or…

Q: Which of the following is not a prudent practice in hedging against transactional exposures?   A.…

A: Transactional exposures mean the risk which involves in international trades. Risk of changing in…

Q: Why is it important that in an underwriting the investment banker does not overvalue (overprice) or…

A: Companies/Firms appoint investment bankers as underwriters which provide underwriting service and…

Q: Explain the differences among broker-dealer networks, alternative trading systems, and…

A: A broker-dealer network means that the broker and the dealer is the counterpart in all trades, the…

Q: The market provides price information on stocks not listed on a securities exchange. O a. Securities…

A: Security exchange means where buyers and sellers exchange their shares  In india Security exchange…

Q: Which of the following statement is true? ( a. In brokered markets, buyers and sellers confront each…

A: The stock market is a platform where shares/securities are exchanged amount buyers and sellers. The…

Q: Capital market securities are usually more widely traded than shorter-term securities and tend to…

A: There are various types of markets capital market or short term securities

Q: According to the efficient market, which of the following are not true?   Select one: securities…

A: Efficient market :-   The efficient market is an Financial theory that endeavors to clarify how…

Q: Which of the following is/ are the plausible concern (s) related to the impact of algorithmic and…

A: Algorithmic and high-frequency trading refers to the use of computer algorithms for minimizing the…