Which of the following is / are not true regarding NASDAQ Dealers 1. There are no limits on the number of stocks a NASDAQ market maker can trade II. There are no limits on the number of market makers in a particular stock I. There is separation between underwriters and dealers IV. They are like a monopolist with the power to arrange the market for the stock O a. li and IV only O b.1, li and II only O c.I and Il only O d. , II, III and IV are true O e. Il and IV only

Which is true about the primary market versus the secondary equity market? The primary market is for public companies and the secondary market is for private companies. The primary market is the NYSE and the secondary market is NASDAQ In the primary market, the company gets the proceeds of the stock sale. The primary market is much bigger than the secondary market.

Solve this attachment.

[S1] When unrelated traders buy and sell stocks, the entity which issued the shares will be able to obtain additional financing. [S2] The underwriting syndicate is an underground group of individual assisting in the issuance of shares and the collection of cash investments. *a. Only S1 is true.b. Only S2 is true.c. Both are true.d. Both are false.

. What does each of the three forms of the Efficient Markets Hypothesis say about each of thefollowing?a. Technical trading rules—that is, rules based onpast movements in the stockb. Fundamental analysis—that is, trying to identify undervalued or overvalued stocks based onpublicly available financial informationc. Insider tradingd. Hot tips from (1) Internet chat rooms, (2) closefriends unconnected with the company, or(3) close friends who work for the company

M4

The overthecounter ​(OTC) market is​ ________.   A.a market where​ smaller, unlisted securities are traded   B.an organized market in which all financial derivatives are traded   C.a market in which low risk−high return securities are traded   D.a highly liquid market as compared to NASDAQ

The table below provides stock market information for three different countries. Country A Perfect Country B semi perfect Country Ce imperfect Buyers and sellers' access to information about companies is a Cost of buying and selling shares Low In your opinion, in which country will the difference between market price and value of share be Moderate< High biggest and which country it will it be smallest? Explain Why.

Which of the following is true of stock exchanges? Question 7Select one: a. Each exchange establishes its own requirements for the securities it lists. b. Apart from the annual fee, exchanges do not require firms to pay any other fee for the stock listing. c. Electronic trading began with the establishment of the over-the-counter market. d. The stocks of privately traded corporations are listed and traded on these exchanges.

At time t you own one stock that pays no dividends, and observe that F(t, T) < St/Z(t, T). What arbitrage is available to you, assuming that you can only trade the stock, ZCB and forward contract? Be precise about the transactions you should execute to exploit the arbitrage.