Susan, the principal broker of her brokerage, has decided to investigate options with regard to file storage and record retention. Susan is researching the regulatory requirements and has found that records: Select one: a. May be kept for up to 6 years and must be kept in their original paper format and electronically b. Must be kept indefinitely in case the regulator requests to inspect them c. May be kept electronically for a minimum of 6 years d. Must be kept for 6 years and must be kept in their original paper format Marie is meeting Lea, a potential private investor, for the first time in her brokerage's office. Lea has provided her with a valid birth certificate as proof of identification. Lea has stated that she also has a valid social insurance card, non- expired signed credit card, valid firearm's license and current employee identity card with a photo, but that they are all at home. Given this scenario, which of the following statements is most correct? Select one: a. Marie can accept Lea's firearm's license b. Marie needs one additional form of ID, such as a signed credit card c. Marie can accept Lea's employee identity card with a photo d. Marie can accept this as valid proof of ID

Susan, the principal broker of her brokerage, has decided to investigate options with regard to file storage and record retention. Susan is researching the regulatory requirements and has found that records: Select one: a. May be kept for up to 6 years and must be kept in their original paper format and electronically b. Must be kept indefinitely in case the regulator requests to inspect them c. May be kept electronically for a minimum of 6 years d. Must be kept for 6 years and must be kept in their original paper format Marie is meeting Lea, a potential private investor, for the first time in her brokerage's office. Lea has provided her with a valid birth certificate as proof of identification. Lea has stated that she also has a valid social insurance card, non- expired signed credit card, valid firearm's license and current employee identity card with a photo, but that they are all at home. Given this scenario, which of the following statements is most correct? Select one: a. Marie can accept Lea's firearm's license b. Marie needs one additional form of ID, such as a signed credit card c. Marie can accept Lea's employee identity card with a photo d. Marie can accept this as valid proof of ID