PCN-162 Group Documentation Requirements
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Group Documentation Requirements
Brandi Parks
College of Science, Grand Canyon University
PCN-162
Professor Starla Huckeba
July 17, 2022
2
Group Documentation Requirements
Documentation is a very crucial part of counselling and group therapy, it aids in the
recovery and continuing of care for clients (Bradshaw et al., 2014).
Documentation requirements
are put into place to protect both the client and the counselor, and include things such as clinical
decisions referrals, treatment plan, assessment, and progress that the client has made (Bradshaw
et al., 2014 as cited in Mary et al., 2007).
The documentations that are required for group
therapy are consent for treatment, release of information, treatment plan including goals for
treatment, clinical or SOAP note along with a discharge plan.
The first documentation required in group therapy is consent for treatment or otherwise
known as informed consent.
This document legally gives permission from the client for
treatment of medical or psychotherapy procedures and therapy (Fallon, 2006).
The purpose of an
informed consent is to make sure the client has a full understanding and knowledge of the
procedure or therapy including all of the risks and benefits, it provides the client with all the
information they need to know about the group, the purpose of the group, confidentiality limits
of the group, any possible fees, and the right that the client has to refuse services as well as any
other involvement such as court, DCFS, probation and parole etc. (Barnett, 2021).
The ethical
and legal requirements when providing a client with informed consent documents are that the
consent must be given voluntarily by the client, ethically as counselors we must ensure the
client’s understanding of the consent and the choices that they have (Barnett, 2021).
Once the
client gives consent then there will be release of information.
The second document that is crucial for group therapy and clients is a release of
information.
The release of information document allows counselors and therapists to share
information with others regarding previous services, services that are concurrent with the client’s
3
issues at this point, and also allows the counselor to share information to other physicians, or any
legal persons associated with the client’s case such as lawyer, DCFS, or probation and parole
(Bradshaw et al., 2014 as cited in Mary et al., 2007).
There are two purposes of the release of
information, one is a release to obtain information from others and another release to provide
information to others about the client (Bradshaw et al., 2014).
Counselors and therapists have
many ethical, professional, and legal obligations when it comes to the release of a client’s
information.
They are legally and ethically responsible to make sure that a signed release of
information is filed when discussing the client with other associated people and they are required
to only discuss confidential information for scientific and or other professional purposes and
only the specified information can be shared or obtained (Bradshaw et al., 2014 as cited in APA
Ethics Code, 2002).
Once the release of information document is complete, the focus is then put
on the treatment plan and goals.
Treatment plans include documented diagnoses, symptoms that should be treated,
treatment goals and approaches to treatment that are used (Bradshaw et al., 2014).
The purpose
of a treatment plan is to ensure that the counselor or therapist has set a confirmed course for
treatment.
Ethical or legal issues that may come up with treatment plans are poor or absent
plans, failure to document any communication with the client about the treatment plan, vague or
irrational goals for treatment and poor documentation of symptoms or issues of the client
(Bradshaw et al., 2014).
Once a treatment plan is put into place then comes the clinical or SOAP
notes.
Clinical notes are written records of personal communication between the counselor and
client that includes content of discussions, techniques or interventions that were used by the
counselor, comments and responses from the client, assessments, concerns, and the client’s
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4
progress toward treatment goals (Bradshaw et al., 2014).
SOAP is a format that stands for
subjective, objective, assessment, and plan, it is a format that is used to help providers to
document, assess and validate therapeutic decisions for treatment (Bradshaw et al., 2014).
SOAP
is more of like a framework that provides structure and organization to the way a counselor or
therapist document their clinical notes.
Providers have ethical and professional standards as well
as legal obligations to take accurate, detailed, and informative notes and information on the
client.
The last document that is required in group therapy is the discharge plan.
Coming up with a discharge plan is a crucial part of recovery for the client.
Discharge
planning should begin at the onset of treatment, it helps clients, and their families prepare to
work through the rollercoaster of recovery (Motley, 2018).
Key components of a discharge plan
include counseling, medication, family support, support groups such as AA or NA,
accountability, a plan to address relapse, and living arrangements to ensure safety of the client
(Motley, 2018).
Any time that a discharge plan is documented it must meet all ethical and
professional requirements concerning who the client’s information and file can be shared with
any violations could result in legal issues because of confidentiality.
When a counselor is treating a client or group in therapy there are certain requirements
and documentation that is required to ethically, professionally, and legally help these clients to
change their behaviors and remain healthy and sober.
It is crucial that counselors or therapists
understand the documentation requirements when involved in group therapy.
References
5
Barnett, J. (2021).
Informed Consent in Clinical Practice.
Retrieved from
https://societyforpsychotherapy.org/informed-consent-in-clinical-practice-the-basics-and-
beyond/
Bradshaw, K. M., Donohue, B., & Wilks, C. (2014). A Review of Quality Assurance Methods to
Assist Professional Record Keeping: Implications for Providers of Interpersonal Violence
Treatment.
Aggression and violent behavior
,
19
(3), 242–250.
https://doi.org/10.1016/j.avb.2014.04.010
Fallon A. (2006). Informed consent in the practice of group psychotherapy.
International journal
of group psychotherapy
,
56
(4), 431–453.
https://doi.org/10.1521/ijgp.2006.56.4.431
Motley, C. (2018).
How to Make a Discharge Plan When Your Child Leaves Addiction
Treatment.
Retrieved from
https://drugfree.org/article/how-to-make-a-discharge-plan-
when-your-child-leaves-addiction-treatment/
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