Define each of the following terms: a. Going public; new issue market; initial public offering (IPO) b. Public offering; private placement c. Venture capitalists; roadshow; spread d. Securities and Exchange Commission (SEC); registration statement; shelf registration; margin requirement; insiders e. Prospectus; “red herring” prospectus f. National Association of Securities Dealers (NASD) g. Best efforts arrangement; underwritten arrangement h. Refunding; project financing; securitization; maturity matching

Accounting for long-term investments in equity securities with controlling influence uses the: Multiple Choice O Trading method. Controlling method. Investment method. Consolidation method. Investor method.

Select the answer that contains ONLY potentially dilutive securities. a. convertible debt, junk bonds, preferred stock and warrants b. cumulative preferred stock, warrants, investment-grade bullet bonds and options c. warrants, options and convertible preferred

Which of the following statements correctly describes the nature of direct financing as discussed in lectures? Group of answer choices A. More than one of the other answers is correct B. It is the source of financing whenever an investor purchases shares that are listed on the Australian Securities Exchange. C. None of the other answers is correct D. May involve an individual investor buying shares in a company when a company goes public via an initial public offering. E. It relies upon an intermediary to facilitate the flow of funds from surplus to deficit units, unlike indirect financing   I answered D, is it correct?