Why is there a need for regulation of the financial system?  What are the objectives of the FMA and of RBNZ Prudential  regulation, as set down in legislation?  What are current challenges facing the FMA and RBNZ as financial regulators?

Q: Which of the following is not a guiding principle of financial regulation?

A: The guiding principles of financial regulation typically emphasize factors such as stability,…

Q: e proposition that a central ba

A: One could argue that a  Central bank  should be able to set its own objectives so as to be free from…

Q: Government policies that focus on the aggregate safety and soundness of the financial system are…

A: Answer: The correct answer is option A. Macro-prudential supervision.

Q: What type of financial institutions may offer the services for reception and transmission of orders…

A: Order receipt and transmission refer to receiving a purchase or sale order from a customer and…

Q: Self-regulation, regulation by the government and regulation by a governmental agency are three…

A: Financial Regulation refers to the rules and regulations by which financial bodies operate in the…

Q: Give the most important things from the topic of Non-banking financial institutions

A: Solution-        A Non-Banking financial Institution-(NBFI) could be a establishment that doesn't…

Q: tion (b) the capture theory of regulation (c) the economic interest theory of regulatio

A: a) Assumptions in public interest theory:i. The regulatory body is considered to representthe…

Q: Explain how serious regulatory lapses in the system is one of the difficulties associated with the…

A: The financial system is an system that facilitates the exchange of money and funds between the…

Q: why must financial institutions be regulated?

A: Financial institution operations are governed by laws and regulations known as financial…

Q: These refers to Laws and Rules that govern the working of Financial Institutions? Financial Market…

A: Financial institution are very important for any country and for the growth and development of…

Q: Why Ethics matter in the financial investment industry and how to avoid ethical violence in finance

A: Introduction: The term ethics in general refers to integrity, truth, honesty, justice etc. Ethics…

Q: hoose the best answer Underwriting an issue is the domain of: a. commercial bank b.the central…

A: Underwriting is the very important issue in the raising the money through equity and debt and one of…

Q: Which of the following is true of financial institutions? A. Financial institutions are the…

A: A financial institution (FI) is a business that deals with financial and monetary transactions like…

Q: Evaluate Basel III and its implication on risk management of the financial institutions.

A: Hi There, Thanks for posting the questions. As per our Q&A guidelines, must be answered only one…

Q: Explain how banks can successfully undertake their role as financial  intermediaries in the…

A: A third party that creates a setting for performing financial transactions between various parties…

Q: Which of the following is not a reason for banks to be regulated? a.To protect depositors. b.To…

A: A bank is a type of financial institution that handles all procedures linked to depositing and…

Q: escribe the role of regulators of financial activities? How does it contribute to the efficient…

A: Role of regulators of financial activities : 1.Working with government as well as operator…

Q: What is written in background of study for research on risk management mechanism in the banking…

A: The banking sector plays a crucial role in facilitating economic activities and providing financial…

Q: What are the three main reasons for regulating financial markets and institutions? Also list the…

A: Financial market is referred as the market, where the people used to trade the financial securities…

Q: Why do financial regulators have a significant impact on banks?

A: Financial regulators are governmental or independent bodies tasked with overseeing and regulating…

Q: Securitization changes the systemic (system-wide) risksin the regulated and unregulated “shadow”…

A: Securities refer to the financial instruments holding monetary value representing ownership in a…

Q: Which of the following best describes the process of removing or reducing of governmental controls…

A: The government imposes control on the financial industry in order to ensure fair practices in the…

Q: Discuss the strengths and weaknesses of the Financial Markets Authority (New Zealand) governance…

A: Financial market is defined as the marketplace, where the investors or traders trade or invest in…

Q: The whole essence of financial institutions is the prevention of institutional failures? Explain

A: Financial institutions are those companies engaged in activities that result in collection and…

Q: suitable behavioral model?

A: Behavioral Model: Behavioral Model from its name only suggests the study of behavior. The study of…

Q: Which one is not the core functions of investment bank? *       a.Selling of securities       b.…

A: Investment banks are the financial service provider generally works as an intermediary or broker for…

Q: Prudential regulation is generally seen to deal with: a. Systematic risks in the financial sector.…

A: Prudential risks are those that can reduce the adequacy of a firm's financial resources, and as a…

Q: do you think that the collaboration between Central Banks and Government creates challenges for…

A: If a country's economy were a human body, the central bank would be its heart. And, just as the…

Q: NHL Inc.'s current return on equity (ROE) is 20%, its current book equity per share is $50, and it…

A: Information Provided:Current ROE = 20%Payout Ratio = 50%Current book value per share = $50Cost of…

Q: What are the relevant and supported limitations and implications of Banks being regulated,…

A: Regulation of banks:The functioning of banks is fairly regulated in each country as per the current…

Q: )What is the role of a central bank? b)Why is it argued that a central bank should be independent…

A: A central bank is a financial institution having control over the production and distribution of…

Q: hat is the authoorative status of the Conceptual Framework?   a. to provide the foundation for…

A: Answer: Concept: Conceptual framework deals with financial reporting.

Q: Explain the rationale both from theoretical and practical perspective of why MNCs may invest or…

A: Investment Outside the Country: A foreign direct investment (FDI) is the acquisition of a stake in a…

Q: What special problem do off-balance-sheet activities present to bank regulators, and what have they…

A: Off- Balance sheet activities or items includes the resources and obligations which are not recorded…