Natashia, a CFP® professional, recently got a job selling life insurance for a large national insurer. During her first year on the job, she received a large number of complaints and has been mentioned adversely in a regulatory investigation alleging failure to comply with the laws regulating the sale of insurance in her state. Which of the following is true regarding Natashia's reporting requirements under the Code and Standards? Natashia must provide CFP Board with written notice of the allegation within 30 calendar days. Natashia is not required to report the allegation to CFP Board until she has been officially disciplined by the State Insurance Commission.

Natashia, a CFP® professional, recently got a job selling life insurance for a large national insurer. During her first year on the job, she received a large number of complaints and has been mentioned adversely in a regulatory investigation alleging failure to comply with the laws regulating the sale of insurance in her state. Which of the following is true regarding Natashia's reporting requirements under the Code and Standards? Natashia must provide CFP Board with written notice of the allegation within 30 calendar days. Natashia is not required to report the allegation to CFP Board until she has been officially disciplined by the State Insurance Commission.

Essentials Of Investments

11th Edition

ISBN:9781260013924

Author:Bodie, Zvi, Kane, Alex, MARCUS, Alan J.

Publisher:Bodie, Zvi, Kane, Alex, MARCUS, Alan J.

Chapter1: Investments: Background And Issues

Section: Chapter Questions

Problem 1PS

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