How are the Securities Investor Protection Corporation (SIPC) and the Federal Deposit Insurance Corporation (FIDC) similar

Q: What is the major difference between a CMO and the other types of mortgage-related securities?

A: Mortgage-backed securities are special investment proposals generated by financial intermediaries to…

Q: What is the requirement on Federal Truth-in-Lending (FTL)?

A: Following are the requirements of Federal Truth-in-Lending (FTL):   The financial data: The plan of…

Q: How are the activities of Debt Service Funds controlled?

A: Debt service fund: Debt service fund is the fund created to ensure no delay or failure in the…

Q: What are some of the exempt securities in investor protection and why do we need these securities…

A: Securities are the financial instruments whose holders have the claim over the issuing authority.…

Q: The primary difference among various kinds of depository institutions is in the composition of…

A: Depository institutions include commercial banks, Credit unions, and other institutions that are…

Q: Who rates bonds, andwhat are some of the factors the rating agenciesconsider?

A: Introduction: Bond rating is nothing but the grading of bonds based on their investment qualities.…

Q: Define corporate bond

A: The corporate bonds are those types of bond issued by companies and generally mature with a time…

Q: Show how an open market sale affects the RBI’s balance sheet and also the balance sheet of the…

A: Open Market Operations refers to the sale and purchase of government bonds by the central bank of…

Q: Explain the origin and expansive role of the Securities and Exchange Commission.

A: Answer: Origin and expansive role of Securities and Exchange Commission: The Securities and Exchange…

Q: Is insurance company a financial institution? Why?

A: Financial Institution:-These are those companies that are engaged in the business dealing with…

Q: Write the differences between  treasury bill and corporate bond

A: Debt intrument: they are the tool an company or goverment can utilize for the purpose of obtaining…

Q: Methods/instruments that banks use to hedge the risks pertaining trading securitie

A: Hedging is the process of risk management through which an investor mitigated and reduce its risks…

Q: d) Special provision is one factor that determines the interest rates for individual securities.…

A: The various provisions affect the interest rate for individual securities. these factors are namely…

Q: Under which of the following markets short term government securities are traded? a. Bond Market…

A: Government securities are the instruments issued by a government to borrow money.

Q: All of the following could be considered a financial security with the exception of: Treasury bond…

A: The question is related to Financial security. Financial securities are Shares, debentures,…

Q: Why should the Federal Reserve's Balance Sheet be audited?

A: This question deals with the Federal Reserve's Balance Sheet be audited:

Q: What is the role of the Securities and Exchange Commission? Why are securities laws frequently…

A: Securities and Exchange Commission is a federal independent agency of United States which is…

Q: Explain a corporate bond.

A: A Bond refers to an instrument that represents the loan being made by the investor to the company…

Q: Which are the Federal and State Securities Authorities?

A: The question is based on the concept of security authorities working in United State. The law of…

Q: compare and contrast certificates of deposit, mutual funds, bond funds, and treasury notes. Answer…

A: Since you have posted a question with multiple sub-parts, we will solve the first three sub-parts…

Q: What are stock warrants and convertible debt? How do stock warrants work? How does convertible debt…

A: Stock warrant (SW) is a contract through which investors get rights to purchase the particular…

Q: What is GSE (government-sponsored enterprise) debt?

A: Government-sponsored enterprises (GSEs) are the bonds which are supported by U.S. government. These…

Q: Briefly explain the role of underwriters in the issuance of securities.

A: An underwriter is referred to as the party, which used to evaluate as well as assume that another…

Q: What is the difference between mutual and stock insurance company?

A: Risk is an inseparable part of investment. To reduce the risk, different techniques are used.…

Q: How do mutual funds differ from UITFs?

A: Mutual Funds are constructed with the help of a pool of money that is collected from many investors…

Q: Describe the purpose(s) of various federal securities laws.

A: Security law is a group of regulation that are framed and govern for the  issuance of securities.…

Q: What are some SEC regulations regarding sales of new securities?

A: The question is based on the concept regulation by the Securities and Exchange Commission for issue…

Q: How were UBI's shareholders' funds and capital sensitive to various regulatory norms?

A: Regulatory Standards lay down all the laws, norms, and regulatory authority who regulates financial…

Q: Name two reasons that requiring more disclosure in the securities market is helpful.

A: Disclosure means making the information or facts about the company known to the public, customers…

Q: What is the major difference between CMOs and the other mortgage-backed securities?

A: Investment in securities are traded on Secondary Market where buyer and seller purchase or sale…

Q: The federal government is planning a hydroelectric project for a river basin. Inaddition to…

A: The ratio that evaluates the profitability of the investment is term as the profitability index…

Q: What are treasury inflation-protected securities (TIPS)?

A: TIPS It is the treasury security that the U.S. government issues. It is indexed to inflation for…

Q: What does the Securities Act of 1933 cover?

A: Securities and Exchange Commission (SEC): SEC is an independent organization of the federal…

Q: What are the similarities and differences between mortgage securities and corporate bonds?

A: Introduction: Mortgage related security is a form of security in which investor collects payment…

Q: What are the risks associated with investing in government securities? Discuss fully.

A: Investing in government securities is a common choice for many investors due to their perceived…