a. investment banking  b. An insurance firm  c. commercial banking  d. mutual fund ) is simply a broker of securities rather than a dealer.       a     b     c     d

1 Which of the following is least likely to be a financial intermediary? A. Finance companies 8, Mutual funds C. Pension funds D. Investment banks E. Savings banks 2 Which of the following do not have corporate stock ownership? A. Commercial banks B. Savings and loan associations C. Savings banks D. Credit uniong O All of the above 3. A financial institution that raises funds by issuing shares to the public and invests the proceeds in a diversified portfolo for a management fee is: A. Banks B. Pension FundyC)Mutual Funds D. Financn companies E. None of the above - 4. One of the following types of financial instruments derive their value from other instruments (underlying assets) A. Cash instruments B. Equity instruments O Derivative instruments D. Debt instruments

What is the primary motivation of investors in performing security analysis? A-identify the best times to buy and sell securities  B-Contribute to the efficiency of securities markets C-Identify securities whose insrinsic values are at or near their market values  D-Identify mispriced stocks

1. Statement 1: Financial securities are instruments that can be transferred or sold easily throughestablished financial markets.Statement 2: Financial securities uses physical certificates that sellers (holders) need to seek theapproval and signature of the issuer to be transferred to the buyer.Statement 3: Financial securities are tradeable through established market or over-the counter.Statement 4: Financial securities hold monetary value or face value that is equivalent to their sellingprice.Statement 5: Financial securities are fungible that can be converted into assets or cash.a.All statements are true b.Statements 1, 2 and 3 are true c.Statements 2, 3 and 4 are trued.Statements 3, 4 and 5 are true e.Statements 1, 3 and 5 are true f. Statements 2, 4 and 5 are true 2. Statement 1: Debt securities represent ownership in a firm that would entitle the holders certaindividends and claims in a firm.Statement 2: Equity securities are loans made by the issuing firm that would entitle the…

Which one of the following provides a spontaneous source of financing for a firm ? A) Account payable B) Mortgage bonds C) Accounts receivable D) Debentures

As a micro-enterprise, which sets of financing are the most likely to be used? *A. Banks and venture capitalistsB. Tax holidays and leasesC. Retained earnings and convertible securitiesD. Public issuance of equity and debt

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Question about Securitization in Accounts Receivables How does a large company convert it's accounts receivables into securities? How does that process exactly work? And how does this benefit both parties? (when selling the security). Please explain this case and give an e.g for better understanding.

The investment banker does all of the following except a. make long-term investments for banking institutions b. advise clients c. bear the risk of selling a security issue d. act as a middleman between the issuer and buyer of a new security

Investment banking refers to O A. Activities related to underwriting and distributing new issues of equity and debt securities (IPOS and Seasoned Offerings) B. Turning deposits into loans Oc. Opening checking accounts for individuals O D. Selling certificates of deposits (CDs)